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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
Branch Locations
4444 Westheimer Road Suite G500, Houston, TX 77027 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Ria Llc | Houston | TX | 01/2011 | 06/2021 |
| Usca Securities Llc | Houston | TX | 01/2011 | Present |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
1) JONATHAN BARRETT 2012 IRREVOCABLE TRUST, INVESTMENT-RELATED, TRUSTEE OF BROTHER-IN-LAW'S TRUST, START DATE 2012, DEVOTE LESS THAN 1 HOUR PER MONTH ON ACTIVITY, ALL DURING SECURITIES TRADING HOURS. 2) GBJB LLC; Investment -related; Houston, TX; LLC; 50% owner; Managing member of LLC; 12/19/2011; 1 hr/month; 1 hr/month; investments for family relationships
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-06 |
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