Nicole Marie Blackburn

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-07-15
TX	RA	APPROVED_RES	2020-03-11
AZ	RA	APPROVED	2015-08-27
NV	RA	APPROVED	2011-02-23

CA RA
APPROVED

Since 2025-07-15
TX RA
APPROVED_RES

Since 2020-03-11
AZ RA
APPROVED

Since 2015-08-27
NV RA
APPROVED

Since 2011-02-23

Branch Locations

San Luis Obispo, CA • United States

1321 Osos Street Suite 210, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	San Luis Obispo	CA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

San Luis Obispo, CA

Other Businesses

*624245 - TBD; Investment related: No; Scottsdale, Arizona; Consulting; Officer(proprietor, partner, officer, director, employee, trustee, agent); 1/2025; During business hours: 0; After business hours: 0; Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-22
S63	Uniform Securities Agent State Law Examination	2005-03-17

S66 Uniform Combined State Law Examination

2011-02-22
S63 Uniform Securities Agent State Law Examination

2005-03-17

Other Names

Nicole Marie Griffy

View on SEC IAPD