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109 E. Escalones, San Clemente, CA 92672 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-25 |
| TX | RA | APPROVED | 2025-03-25 |
Branch Locations
15615 Alton Parkway Suite 450, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Npb Financial Group, Llc | Burbank | CA | 02/2021 | 06/2022 |
| Andrew Tsu Esq. | Irvine | CA | 05/2022 | Present |
| Spach, Capaldi & Waggaman, Llp | Newport Beach | CA | 02/2010 | 02/2022 |
| Western International Securities, Inc. | Pasadena | CA | 06/2022 | 01/2024 |
| Western International Securities, Inc. | Pasadena | CA | 01/2024 | 02/2025 |
| Ignite Planners Llc | San Clemente | CA | 02/2025 | Present |
1.Name of OBA - Andrew Tsu Licensed Attorney 2.Whether it is investment related - No 3.Address of OBA 12175 Wyne Court, Tustin Ca 4.Nature of OBA - Attorney 5.Title - Attorney 6.The Start date of OBA 10/14/2021 7.Approx Number of Hours devoted to OBA per month 10 8.Approx Number of Hours devoted to OBA per month during trading hours 10 9.Duties - Sporadic Legal Work, non investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-01 |
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