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8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-03-01 |
Branch Locations
5502 Walsh Lane, Suite 103, Rogers, AR 72758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Wealth Management | Bentonville | AR | 09/2012 | 02/2023 |
| Legacy Capital Wealth Partners, Llc | Rogers | AR | 02/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2023 | Present |
1) STRAWBERRY RIVER INVESTMENTS, LLC - THIS IS A REAL ESTATE COMPANY THAT OWNS RENTAL PROPERTIES IN BENTONVILLE. THE ONLY PARTNERS ARE MY FATHER AND MYSELF, AND I ACT AS MANAGER. THE PROPERTY IS MANAGED BY HARRIS MCHANEY COLDWELL BANKER. THIS LLC WAS ESTABLISHED IN 2011. MY HOURS DEVOTED TO THIS ACTIVITY IS PRIMARILY ON WEEKENDS AND CONSISTS OF LESS THAN 10 HOURS A YEAR. 2) MWP HOLDINGS, CENTERTON AR. CREATED IN NOVEMBER 2016 TO COMBINE ALL OFMY REAL ESTATE HOLDINGS, INCLUDING RENTALPROPERTY AND CURRENT RESIDENCE. I AM THE OWNER OF MWP HOLDINGS. THIS IS NOT INVESTMENT RELATED. I HIRE OUTSIDE PEOPLE/FIRM TO MANAGE THESE PROPERTIES AND I SPEND LESS THAN 10 HRS/YR. NONE DURING TRADING HOURS. 3) Legacy Capital Wealth Partners. Investment related. At registered location. Partner. RIA. 160 hrs/month; all during trading hours. Client Advisor with Legacy Capital Wealth Partners with an existing relationship with PKS 4.) PKS Financial. Investment related. 80 State Street, Albany NY 12207. Fixed /Traditional Insurance. Agent. 02/2023. 4 hrs/month; all during trading hours. Sales of Fixed / Traditional insurance products 5.) Fixed Insurance. Investment related. At registered location. Fixed / Traditional Insurance. Agent. 02/2023. 4 hrs/month; all during trading hours. Sales of Fixed / Traditional insurance products
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-01-18 |
| S65 | Uniform Investment Adviser Law Examination | 2005-04-18 |
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