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Cody M Williams

Edward Jones

Austin, TX

CRD 7336916

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-04
  • TX RA
    APPROVED
    Since 2021-05-04

Branch Locations

901 S Mopac Barton Oaks Plaza 2 Ste 400, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2021 Present
Boomerang Tube Chesterfield MO 03/2019 03/2020
Us Steel Tubular Products Spring TX 10/2017 03/2019
Petroleum Pipe Americas Houston TX 01/2017 10/2017
Energy Alloys Houston TX 01/2011 01/2017
Unemployed Tomball TX 04/2020 02/2021
  • 03/2021 → Present
    St Louis, MO
  • 03/2019 → 03/2020
    Boomerang Tube
    Chesterfield, MO
  • 10/2017 → 03/2019
    Us Steel Tubular Products
    Spring, TX
  • 01/2017 → 10/2017
    Petroleum Pipe Americas
    Houston, TX
  • 01/2011 → 01/2017
    Energy Alloys
    Houston, TX
  • 04/2020 → 02/2021
    Unemployed
    Tomball, TX
Other Businesses

Capital City A&M Club Austin, TX Start date: 1/1/2025 President Hours per week: 0 Hours during trading: 0 Oversee board and leadership of Texas A&M alumni group, plan social events and activities, and raise money for scholarships for local students that attend TAMU. Have access to our bank account and check writing abilities to pay for costs of events. Financial decisions are made by treasurer.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-01
  • S66 Uniform Combined State Law Examination
    2021-05-01
Other Names
  • Cody Williams

View on SEC IAPD

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