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185 W Chestnut Ave, Monrovia, CA 91016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-08-16 |
| IL | RA | APPROVED | 2023-03-29 |
| WY | RA | APPROVED | 2023-02-27 |
| NY | RA | APPROVED | 2023-02-08 |
| MD | RA | APPROVED | 2022-12-07 |
| PA | RA | APPROVED | 2022-11-17 |
| CA | RA | APPROVED | 2021-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Globalink Securities, Inc | Pasadena | CA | 02/2021 | Present |
| Skyvision Insurance | San Marino | CA | 05/2017 | 09/2017 |
| Aig Financial Network | Pasadena | CA | 02/2016 | 12/2016 |
| N/A | South Pasadena | CA | 01/2017 | 04/2017 |
| Transglobal Advisory, Llc | Monrovia | CA | 10/2022 | 12/2024 |
| Transglobal Insurance Agency, Inc. | Monrovia | CA | 10/2017 | Present |
| Transglobal Advisory, Llc | Monrovia | CA | 09/2021 | Present |
1. Transglobal Insurance Agency, Inc., Monrovia, CA, Fixed Life Insurance Product Sales Support from 10/28/2017, 40 hours per month, salary & commission based. Not securities related. 2. TransGlobal Advisory, LLC, Monrovia, Chief Compliance Officer from 11/16/2022, 40 hours per month, Salary based. Securities related. 3. TransGlobal Advisory, LLC, Monrovia, CA, Investment Advisor Representative from 09/07/2021, 40 hours per month, commission based. Securities related. 4. Globalink Securities, Inc, Registered Representative. 5. TransGlobal Retirement Services, Monrovia, CA, Specialist from 09/16/2022, 40 hours per month, salary based. Not securities related business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-22 |
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