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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-08-04
  • PA RA
    APPROVED
    Since 2021-08-04

Branch Locations

895 Monocacy Creek Road, Birdsboro, PA 19508 • United States

Collegeville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gateway Ticketing Systems, Inc. Gilbertsville PA 05/2006 06/2019
Cody Computer Services, Inc. Pottstown PA 08/2019 06/2021
Thrivent Investment Management Inc Birdsboro PA 04/2021 Present
Thrivent Financial Appleton WI 06/2021 10/2021
Thrivent Financial Appleton WI 10/2021 Present
  • 05/2006 → 06/2019
    Gateway Ticketing Systems, Inc.
    Gilbertsville, PA
  • 08/2019 → 06/2021
    Cody Computer Services, Inc.
    Pottstown, PA
  • 04/2021 → Present
    Birdsboro, PA
  • 06/2021 → 10/2021
    Thrivent Financial
    Appleton, WI
  • 10/2021 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

BRIAN AND LINDA HAMM RENTAL PROPERTY POSITION: owner NATURE: Rental property B21 located in Ramsgate Apartment complex in West Chester, PA, renting to college students INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2000 ADDRESS: 620 S Franklin St, West Chester PA 19382, United States DESCRIPTION: Collect rent, pay invoices, inspect unit, make repairs to the rental unit or hire/schedule a contractor to make the repairs BRIAN S. HAMM, CPA POSITION: Owner NATURE: Tax preparation for immediate family members only and will not hold myself out as a CPA to the public. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: 200 BRANDYWINE RD, COLLEGEVILLE PA 19426, United States DESCRIPTION: Preparation of income tax returns

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-03
  • S66 Uniform Combined State Law Examination
    2021-08-03

View on SEC IAPD

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