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Katheryn P. V. Pine-Holmes

Empower Advisory Group, LLC

Littleton, CO

Greenwood Village, CO

CRD 4910694

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-02
  • CO RA
    APPROVED
    Since 2026-03-02

Branch Locations

Littleton, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Denver CO 09/2012 02/2026
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2025
Fidelity Investments Boston MA 03/2025 02/2026
Empower Advisory Group, Llc Greenwood Village CO 02/2026 Present
Empower Financial Services, Inc Greenwood Village CO 02/2026 Present
  • 09/2012 → 02/2026
    Fidelity Brokerage Services Llc
    Denver, CO
  • 07/2018 → 03/2025
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → 02/2026
    Fidelity Investments
    Boston, MA
  • 02/2026 → Present
    Greenwood Village, CO
  • 02/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
  • 2025-03-31 → 2026-02-19
    Littleton, CO
    Greenwood Village, CO
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Littleton, CO
    Greenwood Village, CO
  • 2012-10-30 → 2018-07-13
    Greenwood Village, CO
    Denver, CO
  • 2007-04-27 → 2012-09-04
    Colorado Springs, CO
    Colorado Springs, CO
    Colorado Springs, CO
Other Businesses

1) OBA-14249|OrgNmn:Panda Llama LLC|Org Addr:Colorado S,Colorado,US|OBA Nature:2 Rental Properties|Invst Rel:Y|Title:Owner of 2 Rental Properties|Duties:None|StrtDt:06-07-19|TotHrs/mon:5|TrdHrs/mon:0| 2) Torrid. Investment Related: No. Retail Clothing Sales. Sales Associate. hours/month: 32. during business hours: 0. Retail sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-26
S63 Uniform Securities Agent State Law Examination 2005-11-17
  • S66 Uniform Combined State Law Examination
    2007-04-26
  • S63 Uniform Securities Agent State Law Examination
    2005-11-17
Designations
  • Certified Financial Planner
Other Names
  • Katheryn Phoeb Vance Pine
  • Katheryn Phoebe Vance Pine
  • Katheryn Phoebe Vance Pine-Holmes

View on SEC IAPD

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