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Yesica V Rojo Torres

Morgan Stanley

Waukesha, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-06
WI RA APPROVED 2022-07-25
  • TX RA
    APPROVED_RES
    Since 2023-12-06
  • WI RA
    APPROVED
    Since 2022-07-25

Branch Locations

20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Investment Advisors, Inc. Mequon WI 02/2021 07/2022
University Of Il At Urbana-Champaign, Gies College Of Business Urbana IL 12/2018 05/2021
Enterprise Rent-A-Car Urbana IL 08/2018 12/2018
Equidad Seguros O.C. Bogota 05/2016 07/2017
Marquette University Milwaukee WI 08/2020 07/2022
Unemployed Champaign IL 08/2017 07/2018
Morgan Stanley Waukesha WI 07/2022 Present
Morgan Stanley Private Bank, N.A New York NY 07/2022 Present
  • 02/2021 → 07/2022
    Spectrum Investment Advisors, Inc.
    Mequon, WI
  • 12/2018 → 05/2021
    University Of Il At Urbana-Champaign, Gies College Of Business
    Urbana, IL
  • 08/2018 → 12/2018
    Enterprise Rent-A-Car
    Urbana, IL
  • 05/2016 → 07/2017
    Equidad Seguros O.C.
    Bogota
  • 08/2020 → 07/2022
    Marquette University
    Milwaukee, WI
  • 08/2017 → 07/2018
    Unemployed
    Champaign, IL
  • 07/2022 → Present
    Morgan Stanley
    Waukesha, WI
  • 07/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-09-24
S65 Uniform Investment Adviser Law Examination 2021-05-01
  • S63 Uniform Securities Agent State Law Examination
    2022-09-24
  • S65 Uniform Investment Adviser Law Examination
    2021-05-01
Other Names
  • Yesica Vanesa Rojo Torres
  • Yesica V Rojotorres

View on SEC IAPD

Other Firms

DANA INVESTMENT ADVISORS INC
RAYMOND JAMES & ASSOCIATES, INC.
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WORLD INVESTMENT ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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