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Spencer A Brooksby

Morgan Stanley

Irvine, CA

CRD 7336226

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-31
AZ RA APPROVED 2021-09-27
TX RA APPROVED 2021-09-23
  • CA RA
    APPROVED
    Since 2025-07-31
  • AZ RA
    APPROVED
    Since 2021-09-27
  • TX RA
    APPROVED
    Since 2021-09-23

Branch Locations

1901 Main Street Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Irvine CA 03/2021 Present
Biziq Phoenix AZ 06/2019 02/2021
Arizona Cardinals Football Club Tempe AZ 07/2018 05/2020
Arizona Diamondbacks Phoenix AZ 04/2019 08/2020
Hap Alaska Anchorage AK 04/2017 09/2017
Camelback Spring Training Llc Glendale AZ 10/2016 04/2019
Idaho Falls Chukars Idaho Falls ID 05/2016 09/2016
  • 03/2021 → Present
    Morgan Stanley
    Irvine, CA
  • 06/2019 → 02/2021
    Biziq
    Phoenix, AZ
  • 07/2018 → 05/2020
    Arizona Cardinals Football Club
    Tempe, AZ
  • 04/2019 → 08/2020
    Arizona Diamondbacks
    Phoenix, AZ
  • 04/2017 → 09/2017
    Hap Alaska
    Anchorage, AK
  • 10/2016 → 04/2019
    Camelback Spring Training Llc
    Glendale, AZ
  • 05/2016 → 09/2016
    Idaho Falls Chukars
    Idaho Falls, ID
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-22
  • S66 Uniform Combined State Law Examination
    2021-09-22

View on SEC IAPD

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