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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-09-15
  • GA RA
    APPROVED
    Since 2025-09-15

Branch Locations

100 Old Dawson Village Ste 220, Dawsonville, GA 30534 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 07/2020 09/2025
University Of North Georgia Dahlonega GA 08/2016 05/2020
Mwa Financial Services Inc Rock Island IL 02/2021 09/2025
Mml Investors Services, Llc Dawsonville GA 09/2025 Present
Massmutual Life Insurance Company Dawsonville GA 09/2025 Present
  • 07/2020 → 09/2025
    Modern Woodmen Of America
    Rock Island, IL
  • 08/2016 → 05/2020
    University Of North Georgia
    Dahlonega, GA
  • 02/2021 → 09/2025
    Rock Island, IL
  • 09/2025 → Present
    Dawsonville, GA
  • 09/2025 → Present
    Massmutual Life Insurance Company
    Dawsonville, GA
Previous Registrations
Other Businesses

NAME: EVAN DAVIS, INV REL: Y, ADD: 100 OLD DAWSON VILLAGE ROAD, SUITE 220, DAWSONVILLE, GA 30524, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 03/01/2026, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 10, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-22
S63 Uniform Securities Agent State Law Examination 2021-04-06
  • S65 Uniform Investment Adviser Law Examination
    2023-12-22
  • S63 Uniform Securities Agent State Law Examination
    2021-04-06
Other Names
  • Evan Davis
  • Evan Michael Davis
  • Evan M Davis

View on SEC IAPD

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