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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-04-15
TX RA APPROVED 2013-04-12
  • CA RA
    APPROVED
    Since 2013-04-15
  • TX RA
    APPROVED
    Since 2013-04-12

Branch Locations

520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States

Laguna Niguel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Newport Beach CA 04/2013 11/2016
Wells Fargo Clearing Services, Llc Newport Beach CA 11/2016 Present
Previous Registrations
Other Businesses

CHABA THAI & SPA LLC; NOT INV. RELATED; NEWPORT BEACH, CA; CO-OWNER; MASSAGE THERAPY; START DATE 10/1/2016; 6 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: HELP WITH ADMINISTRATION AND ACCOUNTING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-13
S63 Uniform Securities Agent State Law Examination 2000-11-02
  • S65 Uniform Investment Adviser Law Examination
    2001-02-13
  • S63 Uniform Securities Agent State Law Examination
    2000-11-02
Designations
  • Certified Financial Planner
Other Names
  • Hamid R. Olandj

View on SEC IAPD

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