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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-03-27 |
| NC | RA | APPROVED | 2025-03-26 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Drive Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Charlotte | NC | 09/2021 | 06/2023 |
| Wyndham Capital Mortgage | Charlotte | NC | 10/2019 | 01/2021 |
| Town Square Interactive | Charlotte | NC | 07/2019 | 08/2019 |
| United Bank | Mclean | VA | 06/2018 | 07/2018 |
| Virginia Polytechnic Institute And State University | Blacksburg | VA | 08/2015 | 07/2019 |
| Nuveen | Charlotte | NC | 02/2021 | 09/2021 |
| Nuveen Asset Management, Llc | Chicago | IL | 06/2022 | 06/2023 |
| Tiaa | Charlotte | NC | 07/2023 | 02/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 07/2023 | 02/2025 |
| Lpl Financial Llc | Fort Mill | SC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-21 |
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