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Jonathan Andrew Gahan

Fisher Investments

Tampa, FL

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-24
TX RA APPROVED 2024-10-21
  • FL RA
    APPROVED
    Since 2024-10-24
  • TX RA
    APPROVED
    Since 2024-10-21

Branch Locations

3109 W Dr Martin Luther King Jr Blvd Suite 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Oriskany NY 08/2008 03/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2021 06/2023
Northwestern Mutual Investment Services Llc New Hartford NY 03/2021 06/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2021 06/2023
Key Investment Services Llc Brooklyn OH 06/2023 08/2024
Key Investment Services Llc Brooklyn OH 06/2023 08/2024
Fisher Investments Tampa FL 10/2024 Present
  • 08/2008 → 03/2021
    Bny Mellon
    Oriskany, NY
  • 03/2021 → 06/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2021 → 06/2023
    Northwestern Mutual Investment Services Llc
    New Hartford, NY
  • 05/2021 → 06/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2023 → 08/2024
    Key Investment Services Llc
    Brooklyn, OH
  • 06/2023 → 08/2024
    Key Investment Services Llc
    Brooklyn, OH
  • 10/2024 → Present
    Fisher Investments
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-25
S63 Uniform Securities Agent State Law Examination 2021-04-03
  • S66 Uniform Combined State Law Examination
    2023-08-25
  • S63 Uniform Securities Agent State Law Examination
    2021-04-03
Other Names
  • Jon Gahan
  • Jon Gahan

View on SEC IAPD

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