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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Century Bank And Trust | Coldwater | MI | 05/2010 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 11/2011 | Present |
| Cetera Investment Advisers Llc | Three Rivers | MI | 01/2014 | Present |
1.)CENTURY BANK AND TRUST, RELATIONSHIP MANAGER WITH TRUST ACCOUNTS. ADMINISTRATION ONLY. 2.) RIVER COUNTRY SPORTS COMMISSION, VP, HELPS WITH FUNDRAISING, EVENT PLANNING & OPERATIONAL MONTHLY BOARD MEETINGS 3.)THREE RIVERS AREA COMMNITY FOUNDATION PRESIDENT, LEAD FUNDRAISING, EVENT, QUARTERLY BOARD MEETINGS 2 HRS WEEK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-09 |
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