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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-05
  • VA RA
    APPROVED
    Since 2024-03-05

Branch Locations

3748 Winterfield Road, Richmond, VA 23113 • United States

Long Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of North Carolina School Of The Arts Winston-Salem NC 08/2014 05/2018
Self-Employed Los Angeles CA 09/2018 Present
Garden Cafe Los Angeles CA 06/2020 08/2020
Invirtus Wealth Partners Richmond VA 02/2021 01/2022
Preferred Childcare Winston-Salem NC 10/2016 12/2017
Home Midlothian VA 05/2018 09/2018
Commonwealth Financial Network Waltham MA 02/2021 01/2022
Royal Alliance Associates, Inc. Los Angeles CA 01/2022 07/2023
Seia Llc Los Angeles CA 01/2022 02/2024
Ses Inc. Los Angeles CA 07/2023 02/2024
Commonwealth Financial Network Waltham MA 03/2024 Present
Invirtus Wealth Partners Richmond VA 02/2024 Present
  • 08/2014 → 05/2018
    University Of North Carolina School Of The Arts
    Winston-Salem, NC
  • 09/2018 → Present
    Self-Employed
    Los Angeles, CA
  • 06/2020 → 08/2020
    Garden Cafe
    Los Angeles, CA
  • 02/2021 → 01/2022
    Invirtus Wealth Partners
    Richmond, VA
  • 10/2016 → 12/2017
    Preferred Childcare
    Winston-Salem, NC
  • 05/2018 → 09/2018
    Home
    Midlothian, VA
  • 02/2021 → 01/2022
    Waltham, MA
  • 01/2022 → 07/2023
    Royal Alliance Associates, Inc.
    Los Angeles, CA
  • 01/2022 → 02/2024
    Seia Llc
    Los Angeles, CA
  • 07/2023 → 02/2024
    Ses Inc.
    Los Angeles, CA
  • 03/2024 → Present
    Waltham, MA
  • 02/2024 → Present
    Invirtus Wealth Partners
    Richmond, VA
Previous Registrations
  • 2022-05-04 → 2024-03-04
    Los Angeles, CA
Other Businesses

1.Freelance Dancer; Located in Long Beach, CA, as of 02/12/2024; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related. 2.Fixed insurance sales; as of 03/04/2024; 5% time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-04
S63 Uniform Securities Agent State Law Examination 2021-10-12
  • S65 Uniform Investment Adviser Law Examination
    2022-05-04
  • S63 Uniform Securities Agent State Law Examination
    2021-10-12
Other Names
  • Elizabeth Finfgeld

View on SEC IAPD

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