Marcus Lamar King-Stockton

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → 09/2022
  Pruco Securities, Llc.
  Englewood, CO
• 07/2019 → 08/2021
  Travelers
  Centennial, CO
• 07/2017 → 07/2019
  Burns And Wilcox
  Englewood, CO
• 06/2016 → 07/2017
  Allstate
  Centennial, CO
• 08/2021 → 09/2022
  Prudential Insurance Company Of America
  Englewood, CO
• 09/2022 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Previous Registrations

• 2021-08-02 → 2022-09-15
  Pruco Securities, Llc.
  Englewood, CO
  Englewood, CO

Other Businesses

Kings Court|Investment Related:No|Sports/Physical Recreation|Basketball Trainer|2024-11-04|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:1|Train kids for youth basketball

Exams

• S66 Uniform Combined State Law Examination
  2021-07-23

Designations

• Certified Financial Planner

Other Names

• Marcus King-Stockton