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CRD 7335127
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-01 |
Branch Locations
4395 Tamiami Trail North, Naples, FL 34103 • United States
12971 Bonita Beach Road Se, Bonita Springs, FL 34135 • United States
9021 Bonita Beach Road, Bonita Springs, FL 34135 • United States
13575 Tamiami Trail N, Naples, FL 34110 • United States
8800 West Terry Street, Bonita Springs, FL 34135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chase Jp Morgan | Naples | FL | 11/2011 | 12/2016 |
| Bbt | Bonita Springs | FL | 12/2016 | 12/2018 |
| Fifth Third Bank | Bonita Springs | FL | 12/2016 | Present |
| Fifth Third Securities | Bonita Springs | FL | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-07 |
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