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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-31
SC RA APPROVED 2026-03-31
  • OH RA
    APPROVED
    Since 2026-03-31
  • SC RA
    APPROVED
    Since 2026-03-31

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Tipp City, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 02/2021 Present
Red Ventures Charlotte NC 10/2020 01/2021
Lowe's Home Improvement Mooresville NC 07/2019 03/2020
Ey Detroit MI 02/2018 07/2019
Comerica Bank Detroit MI 02/2016 02/2018
Unemployed Charlotte NC 03/2020 10/2020
  • 02/2021 → Present
    Fort Mill, SC
  • 10/2020 → 01/2021
    Red Ventures
    Charlotte, NC
  • 07/2019 → 03/2020
    Lowe's Home Improvement
    Mooresville, NC
  • 02/2018 → 07/2019
    Ey
    Detroit, MI
  • 02/2016 → 02/2018
    Comerica Bank
    Detroit, MI
  • 03/2020 → 10/2020
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-30
  • S66 Uniform Combined State Law Examination
    2026-03-30

View on SEC IAPD

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