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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-02
TX RA APPROVED 2023-02-14
  • CA RA
    APPROVED
    Since 2023-03-02
  • TX RA
    APPROVED
    Since 2023-02-14

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 07/2022 Present
Qualtrics Provo UT 09/2021 06/2022
Merrill Lynch Phoenix AZ 06/2021 08/2021
Sports West Construction Salt Lake City UT 05/2020 05/2021
Strategies 360 Salt Lake City UT 12/2019 04/2020
Missionary Training Center Provo UT 09/2019 04/2020
Sports West Construction Simi Valley CA 05/2019 08/2019
Elegant Gardens Nursery Moorpark CA 05/2019 08/2019
Byu Dining Services Provo UT 01/2019 04/2019
Brigham Young University Provo UT 09/2018 04/2022
The Church Of Jesus Christ Of Latter-Day Saints Guayaquil 08/2016 08/2018
Bank Of America Phoenix AZ 06/2021 08/2021
Bank Of America, N.A. Phoenix AZ 10/2022 Present
  • 07/2022 → Present
    Phoenix, AZ
  • 09/2021 → 06/2022
    Qualtrics
    Provo, UT
  • 06/2021 → 08/2021
    Merrill Lynch
    Phoenix, AZ
  • 05/2020 → 05/2021
    Sports West Construction
    Salt Lake City, UT
  • 12/2019 → 04/2020
    Strategies 360
    Salt Lake City, UT
  • 09/2019 → 04/2020
    Missionary Training Center
    Provo, UT
  • 05/2019 → 08/2019
    Sports West Construction
    Simi Valley, CA
  • 05/2019 → 08/2019
    Elegant Gardens Nursery
    Moorpark, CA
  • 01/2019 → 04/2019
    Byu Dining Services
    Provo, UT
  • 09/2018 → 04/2022
    Brigham Young University
    Provo, UT
  • 08/2016 → 08/2018
    The Church Of Jesus Christ Of Latter-Day Saints
    Guayaquil
  • 06/2021 → 08/2021
    Bank Of America
    Phoenix, AZ
  • 10/2022 → Present
    Bank Of America, N.A.
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-22
  • S66 Uniform Combined State Law Examination
    2022-12-22
Other Names
  • Alan Tarbet
  • Alan Pearson Tarbet

View on SEC IAPD

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