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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-12 |
| MN | RA | APPROVED | 2023-01-03 |
Branch Locations
5500 Wayzata Boulevard Suite 400, Golden Valley, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Dakota State University | Fargo | ND | 08/2016 | 05/2017 |
| Promed Molded Products | Plymouth | MN | 05/2017 | 01/2018 |
| University Of St. Thomas | St. Paul | MN | 09/2017 | 12/2020 |
| Minnesota Lawn Care | Brooklyn Park | MN | 09/2018 | 09/2022 |
| Equitable Advisors, Llc. | New York | NY | 02/2021 | 04/2021 |
| Deluxe Corporate Headquarters | Shoreview | MN | 06/2018 | 11/2018 |
| Thrivent Investment Management Inc | Blaine | MN | 08/2021 | 12/2022 |
| Thrivent Financial | Appleton | WI | 08/2021 | 11/2021 |
| Thrivent Financial | Appleton | WI | 11/2021 | 12/2022 |
| Stifel, Nicolaus & Company, Incorporated | Minneapolis | MN | 01/2023 | Present |
1. Minnesota Lawn Care; 9210 Wyoming Ave N Suite 260, Brooklyn Park, MN 55445; Lawn Care / Snow Removal; Operator / Laborer; Help from time to time with business needs.; 09/03/2018; 5 Hours per Month; Not during securities trading hours; Not Investment-Related 2. Excelsior - Lake Minnetonka Chamber of Commerce; PO Box 277 Excelsior MN 55331; Chamber of Commerce; Board of Directors; Network, Leadership, Future Planning; 12/11/2023; 1.00hr/week; During securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-28 |
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