Kirk Albin

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 08/2025
  Principal Funds Distributor, Inc.
  Des Moines, IA
• 03/2019 → 01/2024
  Principal Securities Inc
  Des Moines, IA
• 02/2017 → 08/2025
  Principal Asset Management
  Des Moines, IA
• 08/2025 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 08/2025 → Present
  Principal Securites Inc.
  Des Moines, IA
• 09/2025 → Present
  Arkway Wealth
  Lincoln, NE

Previous Registrations

• 2017-02-10 → 2025-08-20
  Principal Asset Management
  Des Moines, IA
  Ankeny, IA
• 2006-02-27 → 2017-01-25
  Principal Securities, Inc.
  Des Moines, IA
  West Des Moines, IA
  Des Moines, IA
  Des Moines, IA
  Des Moines, IA

Other Businesses

**ARKWAY WEALTH (DBA) POSITION: Financial Advisor NATURE: DI/A&H Insurance, Fee-based Financial Planning, Financial Strategies/Needs Analysis, Group/Health Insurance, Life Insurance/Annuities, Mutual Funds/Securities/VA /VL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2025 ADDRESS: 2077 N St, Lincoln NE 68502, United States DESCRIPTION: DBA Marketing name. **FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/01/2025 ADDRESS: 2077 N St, STE 210, Lincoln NE 68510, United States DESCRIPTION: Fixed Insurance: Life Disability Annuities Long-Term Care Health Medicare Sup Group Benefits. **OWNING YOUR HEALTH IS OUR PFG PROGRAM POSITION: Owning Your Health NATURE: Volunteered for internal PFG wellness program & lead team. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2024 ADDRESS: 534 NE 5th St, Ankeny IA 50021, United States DESCRIPTION: I am on the leadership team running the program.

Exams

• S66 Uniform Combined State Law Examination
  2005-12-16

Other Names

• Kirk John Albin