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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-21 |
| TX | RA | APPROVED | 2025-08-21 |
Branch Locations
58 South River Drive Suite 401, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Irvine | CA | 02/2021 | 04/2022 |
| Unemployed | Irvine | CA | 11/2020 | 02/2021 |
| Arb Inc | Lake Forest | CA | 06/2020 | 10/2020 |
| Commercial Fishing Vessel 'DArlene' | Morro Bay | CA | 03/2020 | 05/2020 |
| Unemployed | Irvine | CA | 11/2019 | 02/2020 |
| Sargent Construction | Seattle | WA | 03/2018 | 11/2019 |
| Unemployed | Irvine | CA | 01/2017 | 12/2017 |
| Humboldt State University | Arcata | CA | 01/2014 | 12/2016 |
| Rancho Laguna Animal Rescue Farm | Snoqualmie | WA | 05/2016 | 09/2016 |
| Nylife Securities Llc. | Irvine | CA | 02/2021 | 04/2022 |
| Unemployed | Irvine | CA | 05/2022 | 10/2022 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2022 | 07/2025 |
| Unemployed | Federal Way | WA | 12/2017 | 02/2018 |
| Self-Employed | Scottsdale | AZ | 09/2023 | Present |
| The Vanguard Advisers, Inc | Scottsdale | AZ | 05/2025 | 07/2025 |
| The Vanguard Marketing Corporation | Scottsdale | AZ | 10/2022 | 07/2025 |
| Morgan Stanley | Tempe | AZ | 08/2025 | Present |
*654660- Story Bunny Studios; Investment related: No; Scottsdale, Arizona; Publishing; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2023; During business hours: 0; After business hours: 10; I create imagery and formatting for publishing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-14 |
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