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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-04-11
  • PA RA
    APPROVED
    Since 2022-04-11

Branch Locations

3 Penn Center West Suite 340, Pittsburgh, PA 15276 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Cincinnati PA 02/2021 Present
Western And Southern Life Pittsburgh PA 12/2020 Present
Vns Salon Pittsburgh PA 04/2017 12/2020
Kimly Nails Cranberry PA 09/2009 12/2020
  • 02/2021 → Present
    W&S Brokerage
    Cincinnati, PA
  • 12/2020 → Present
    Western And Southern Life
    Pittsburgh, PA
  • 04/2017 → 12/2020
    Vns Salon
    Pittsburgh, PA
  • 09/2009 → 12/2020
    Kimly Nails
    Cranberry, PA
Other Businesses

Western and Southern Life- NO- Pittsburgh, PA full time Financial Representative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-11
S63 Uniform Securities Agent State Law Examination 2021-03-22
  • S65 Uniform Investment Adviser Law Examination
    2022-04-11
  • S63 Uniform Securities Agent State Law Examination
    2021-03-22
Other Names
  • Trang Le

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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