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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2024-01-04 |
| TX | RA | APPROVED | 2023-01-20 |
| CA | RA | APPROVED | 2022-12-05 |
Branch Locations
99 Almaden Boulevard Suite 300, San Jose, CA 95113-1603 • United States
San Jose, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Union City | CA | 08/2017 | 01/2022 |
| J.P. Morgan Securities Llc | Union City | CA | 01/2021 | 01/2022 |
| Macy's | San Jose | CA | 09/2014 | 06/2020 |
| Sheraton | Sunnyvale | CA | 05/2017 | 08/2017 |
| Rbc Capital Markets, Llc | San Jose | CA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-12 |
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