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Jay Daniel Travers

Ubs Financial Services Inc.

Westbury, NY

New York, NY

CRD 7333514

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-11
  • NY RA
    APPROVED
    Since 2022-02-11

Branch Locations

Westbury, NY • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berko & Associates / Astor Realty Capital New York NY 01/2020 01/2021
Guy Carpenter New York NY 06/2019 07/2019
First Service Residential New York NY 06/2016 08/2018
Ubs Financial Services Inc. New York NY 02/2021 Present
John Jay College Of Criminal Justice (Cuny) New York NY 08/2016 05/2020
  • 01/2020 → 01/2021
    Berko & Associates / Astor Realty Capital
    New York, NY
  • 06/2019 → 07/2019
    Guy Carpenter
    New York, NY
  • 06/2016 → 08/2018
    First Service Residential
    New York, NY
  • 02/2021 → Present
    Ubs Financial Services Inc.
    New York, NY
  • 08/2016 → 05/2020
    John Jay College Of Criminal Justice (Cuny)
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-11
  • S66 Uniform Combined State Law Examination
    2022-02-11

View on SEC IAPD

Nearby Firms

S&S EQUITY CORP.
DSJ WEALTH MANAGEMENT LLC
THRIVENT INVESTMENT MANAGEMENT INC.

Nearby Investors

BOB JAHELKA
STEPHEN JAHELKA
JAMES MATTHEW BILGER

Nearby Offices

S&S EQUITY CORP. · WESTBURY, NY
DSJ WEALTH MANAGEMENT LLC · WESTBURY, NY
THRIVENT INVESTMENT MANAGEMENT INC. · WESTBURY, NY

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