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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-14 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 02/2021 | 12/2021 |
| Unemployed | Houston | TX | 07/2020 | 02/2021 |
| Cherry Park Automotive | Houston | TX | 01/2020 | 07/2020 |
| Unemployed | Houston | TX | 12/2019 | 01/2020 |
| Lone Star College-North Harris | Houston | TX | 08/2019 | 12/2019 |
| Altablue | Houston | TX | 04/2019 | 08/2019 |
| Unemployed | Houston | TX | 07/2018 | 04/2019 |
| Worley Parsons | Houston | TX | 08/2017 | 07/2018 |
| Manheim | Houston | TX | 06/2017 | 08/2017 |
| Unemployed | Houston | TX | 11/2016 | 06/2017 |
| Hess Corp | Houston | TX | 08/2014 | 11/2016 |
| Fidelity Investments | Westlake | TX | 03/2022 | 07/2026 |
| Smart International | Houston | TX | 01/2022 | 02/2022 |
| Fidelity Investments | Boston | MA | 03/2025 | 07/2026 |
| Fisher Investments | Plano | TX | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-05 |
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