Charles Harry Kayl

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → 12/2022
  Wells Fargo Clearing Services, Llc
  Poway, CA
• 06/2022 → 12/2022
  Wells Fargo Na
  Poway, CA
• 08/2021 → 06/2022
  U.S. Bank
  Rancho Santa Fe, CA
• 09/2013 → 09/2021
  United States Marine Corps
  Quantico, VA
• 01/2016 → 07/2022
  University Of Maryland
  Adelphi, MD
• 12/2022 → 10/2023
  Jp Morgan Chase Bank, N.A.
  Chicago, IL
• 12/2022 → 10/2023
  Jp Morgan Securities, Llc
  Chicago, IL
• 11/2023 → 09/2024
  Wells Fargo Clearing Services, Llc
  Niles, IL
• 11/2023 → 09/2024
  Wells Fargo Bank, Na
  Niles, IL
• 10/2021 → 12/2025
  United States Marine Corps Reserve
  North Chicago, IL
• 09/2024 → 12/2024
  U.S Bank
  San Diego, CA
• 10/2024 → 12/2024
  U.S. Bancorp Investments, Inc.
  San Diego, CA
• 12/2024 → 01/2026
  Wells Fargo Clearing Services, Llc
  Rancho Santa Fe, CA
• 12/2024 → 01/2026
  Wells Fargo Bank, Na
  Rancho Santa Fe, CA
• 03/2026 → Present
  Ubs Financial Services Inc.
  La Jolla, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-05-23
• S63 Uniform Securities Agent State Law Examination
  2022-10-07

Other Names

• Charles Kayl
• Charles H Kayl
• Charles Harry Kayl
• Charles Harry Kayl