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Aseem Garg

Ahara Advisors

Jersey City, NJ

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Current Employers
Ahara Advisors

201 Montgomery St Ste 263, Jersey City, NJ 07302 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-10
TX RA APPROVED 2021-03-02
NJ RA APPROVED 2021-02-26
  • CA RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2021-03-02
  • NJ RA
    APPROVED
    Since 2021-02-26

Branch Locations

201 Montgomery St Ste 263, Jersey City, NJ 07302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ahara Advisors Llc Jersey City NJ 01/2021 Present
Tetragon Financial Group Jersey City NJ 10/2015 07/2021
  • 01/2021 → Present
    Ahara Advisors Llc
    Jersey City, NJ
  • 10/2015 → 07/2021
    Tetragon Financial Group
    Jersey City, NJ
Other Businesses

1) the name of the other business: S4A Investments LLC; whether the business is investment-related: Yes; the address of the other business: 201 Marin Blvd Apt 8160, Jersey City, NJ 07302; the nature of the other business: pass through entities for private investments; your position, title, or relationship with the other business: minority owner; the start date of your relationship: November 2020; the approximate number of hours/month you devote to the other business: 1; the number of hours you devote to the other business during securities trading hours: 0; and briefly describe your duties relating to the other business: Periodically use the vehicle to personally invest in private opportunities. || 2) the name of the other business: J6A LLC; whether the business is investment-related: Yes; the address of the other business: 9 9th Ave N, Hopkins MN 55343; the nature of the other business: pass through entities for private investments; your position, title, or relationship with the other business: minority owner; the start date of your relationship: November 2020; the approximate number of hours/month you devote to the other business: 1; the number of hours you devote to the other business during securities trading hours: 0; and briefly describe your duties relating to the other business: Periodically use the vehicle to personally invest in private opportunities.|| 3)the name of the other business: JAISA Spectrum LLC; whether the business is investment-related: Yes; the address of the other business: 201 Marin Blvd Apt 8160, Jersey City, NJ 07302; the nature of the other business: pass through entities for private investments; your position, title, or relationship with the other business: minority owner; the start date of your relationship: November 2020; the approximate number of hours/month you devote to the other business: 1; the number of hours you devote to the other business during securities trading hours: 0; and briefly describe your duties relating to the other business: Periodically use the vehicle to personally invest in private opportunities.

Designations

View on SEC IAPD

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