Timothy Parady

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2021 → 10/2023
  Pfs Investments Inc.
  Allen, TX
• 09/2020 → 10/2023
  Primerica Financial Services
  Allen, TX
• 03/2015 → 08/2021
  Assuredpartners Of Tx
  Plano, TX
• 10/2023 → Present
  Lpl Financial Llc
  Sherman, TX

Other Businesses

1. 08/06/2024 - Other - Business Owner - Uber Driver - Not investment Related - Home Based - Start Date 05/31/2024 - 40 Hours Per Month/ 3 Hours During Trading. 2) 09/15/2025 - Sovereign Private Wealth Strategies - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/03/2025 - 120 Hrs/Mth - 100 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-11-21
• S63 Uniform Securities Agent State Law Examination
  2021-04-03

Other Names

• Tim Parady
• Timothy Ryan Parady