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Dylan M Cruise

Rbc Capital Markets, LLC

Apache Junction, AZ

Phoenix, AZ

CRD 7333014

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-28
TX RA APPROVED 2024-03-13
  • AZ RA
    APPROVED
    Since 2024-03-28
  • TX RA
    APPROVED
    Since 2024-03-13

Branch Locations

Apache Junction, AZ • United States

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 03/2021 03/2024
Papa John's Mesa AZ 12/2016 04/2020
Full-Time Education Mesa AZ 01/2011 12/2016
Full-Time Education Tempe AZ 04/2020 03/2021
E*Trade Securities Llc Gilbert AZ 10/2022 03/2024
Rbc Capital Markets, Llc Phoenix AZ 03/2024 Present
  • 03/2021 → 03/2024
    Morgan Stanley
    Gilbert, AZ
  • 12/2016 → 04/2020
    Papa John's
    Mesa, AZ
  • 01/2011 → 12/2016
    Full-Time Education
    Mesa, AZ
  • 04/2020 → 03/2021
    Full-Time Education
    Tempe, AZ
  • 10/2022 → 03/2024
    E*Trade Securities Llc
    Gilbert, AZ
  • 03/2024 → Present
    Rbc Capital Markets, Llc
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-16
  • S66 Uniform Combined State Law Examination
    2021-12-16

View on SEC IAPD

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