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Haley Madison Scaggs

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annapolis, MD

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-17
MD RA APPROVED 2021-10-13
  • TX RA
    APPROVED
    Since 2022-03-17
  • MD RA
    APPROVED
    Since 2021-10-13

Branch Locations

1 Park Pl, Annapolis, MD 21401 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthspire Advisors Potoma MD 01/2021 07/2021
Virginia Tech Blacksburg VA 08/2016 12/2020
Wealthspire Advisors Potomac MD 06/2020 08/2020
United States Government Mclean VA 05/2019 08/2019
United States Government Mclean VA 06/2018 08/2018
Cardinal Gibbons High School Fort Lauderdale FL 08/2012 06/2016
Merrill Lynch Annapolis MD 07/2021 Present
Bank Of America, N.A. Annapolis MN 01/2025 Present
  • 01/2021 → 07/2021
    Wealthspire Advisors
    Potoma, MD
  • 08/2016 → 12/2020
    Virginia Tech
    Blacksburg, VA
  • 06/2020 → 08/2020
    Wealthspire Advisors
    Potomac, MD
  • 05/2019 → 08/2019
    United States Government
    Mclean, VA
  • 06/2018 → 08/2018
    United States Government
    Mclean, VA
  • 08/2012 → 06/2016
    Cardinal Gibbons High School
    Fort Lauderdale, FL
  • 07/2021 → Present
    Merrill Lynch
    Annapolis, MD
  • 01/2025 → Present
    Bank Of America, N.A.
    Annapolis, MN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-03-11
S65 Uniform Investment Adviser Law Examination 2021-02-06
  • S63 Uniform Securities Agent State Law Examination
    2022-03-11
  • S65 Uniform Investment Adviser Law Examination
    2021-02-06
Other Names
  • Haley M Scaggs

View on SEC IAPD

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