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Adrian Emmanuel Prabnil Shankar

LPl Financial LLC

Sacramento, CA

Sacramento, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-08
  • CA RA
    APPROVED
    Since 2023-11-08

Branch Locations

8945 Cal Center Drive, Sacramento, CA 95826 • United States

4430 Florin Road, Ste 1, Sacramento, CA 95823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Elk Grove CA 07/2016 09/2016
Elk Grove Toyota Elk Grove CA 09/2016 11/2020
Unemployed Elk Grove CA 11/2020 01/2021
New York Life Insurance Company Elk Grove CA 01/2021 06/2022
Unemployed Elk Grove CA 06/2022 01/2023
Golden 1 Credit Union, Investment Services With Lpl Financial Sacramento CA 02/2023 Present
Lpl Financial Llc Sacramento CA 02/2023 Present
  • 07/2016 → 09/2016
    Unemployed
    Elk Grove, CA
  • 09/2016 → 11/2020
    Elk Grove Toyota
    Elk Grove, CA
  • 11/2020 → 01/2021
    Unemployed
    Elk Grove, CA
  • 01/2021 → 06/2022
    New York Life Insurance Company
    Elk Grove, CA
  • 06/2022 → 01/2023
    Unemployed
    Elk Grove, CA
  • 02/2023 → Present
    Golden 1 Credit Union, Investment Services With Lpl Financial
    Sacramento, CA
  • 02/2023 → Present
    Sacramento, CA
Other Businesses

1- 06/2023 / Golden 1 investment Services / DBA for LPL Business (entity for LPL business) / Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-07
  • S66 Uniform Combined State Law Examination
    2023-11-07

View on SEC IAPD

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