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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goosehead Insurance | Irving | TX | 06/2017 | 08/2017 |
| Hilltop Securities Inc. | Dallas | TX | 01/2021 | 03/2024 |
| J.P. Morgan Securities Llc | Dallas | TX | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 03/2024 | Present |
| Hilltop Securities Inc. | Dallas | TX | 06/2022 | 03/2024 |
| Goosehead Insurance | Irving | TX | 06/2017 | 01/2021 |
| Texas Tech University | Dallas | TX | 08/2014 | 05/2018 |
| Fossil Inc. | Frisco | TX | 12/2016 | 01/2017 |
| Fossil Inc. | Frisco | TX | 12/2017 | 01/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-31 |
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