Best Investors Account Sign in

Ashley Weeks

Td Private Client Wealth LLC

Atlanta, GA

New York, NY

CRD 7332192

Claim This Profile
Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-04-05
NC RA APPROVED 2021-04-05
SC RA APPROVED 2021-04-05
VA RA APPROVED 2021-04-05
  • MD RA
    APPROVED
    Since 2021-04-05
  • NC RA
    APPROVED
    Since 2021-04-05
  • SC RA
    APPROVED
    Since 2021-04-05
  • VA RA
    APPROVED
    Since 2021-04-05

Branch Locations

3 Ravinia Drive Suite 1975, Atlanta, GA 30346 • United States

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank, N.A. Greenville SC 08/2016 Present
Td Private Client Wealth Llc Greenville SC 01/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-03
  • S66 Uniform Combined State Law Examination
    2021-04-03

View on SEC IAPD

Nearby Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC

Nearby Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON

Nearby Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA

More in Atlanta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor