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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-14
  • PA RA
    APPROVED
    Since 2024-08-14

Branch Locations

York, PA • United States

2449 W Philadelphia St, York, PA 17404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Bank Baltimore MD 08/2003 06/2018
Mtbia Baltimore MD 08/2003 06/2018
M&T Securities York PA 04/2015 06/2018
Lincoln Financial Advisors Lutherville MD 06/2018 08/2024
Lpl Financial Lutherville MD 08/2024 Present
  • 08/2003 → 06/2018
    M&T Bank
    Baltimore, MD
  • 08/2003 → 06/2018
    Mtbia
    Baltimore, MD
  • 04/2015 → 06/2018
    M&T Securities
    York, PA
  • 06/2018 → 08/2024
    Lincoln Financial Advisors
    Lutherville, MD
  • 08/2024 → Present
    Lpl Financial
    Lutherville, MD
Previous Registrations
  • 2018-06-14 → 2024-08-15
    Osaic Fa, Inc.
    York, PA
    Vienna, VA
    Lutherville, MD
  • 2005-06-29 → 2018-07-25
    Baltimore, MD
  • 2015-04-23 → 2018-06-08
    M&T Securities, Inc.
    York, PA
    Hanover, PA
    Baltimore, MD
Other Businesses

1) 07/2024 - XCOLLECTIBLES / Other - Business Owner / Non. Inv Related / 10 hrs per month 2) 11/12/2024 - LOSAP Growth Incorporated - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 5 Hours Per Month/ During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-06-29
S65 Uniform Investment Adviser Law Examination 2005-06-27
  • S63 Uniform Securities Agent State Law Examination
    2018-06-29
  • S65 Uniform Investment Adviser Law Examination
    2005-06-27
Designations

View on SEC IAPD

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