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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Baltimore | MD | 08/2003 | 06/2018 |
| Mtbia | Baltimore | MD | 08/2003 | 06/2018 |
| M&T Securities | York | PA | 04/2015 | 06/2018 |
| Lincoln Financial Advisors | Lutherville | MD | 06/2018 | 08/2024 |
| Lpl Financial | Lutherville | MD | 08/2024 | Present |
1) 07/2024 - XCOLLECTIBLES / Other - Business Owner / Non. Inv Related / 10 hrs per month 2) 11/12/2024 - LOSAP Growth Incorporated - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-06-29 |
| S65 | Uniform Investment Adviser Law Examination | 2005-06-27 |
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