Solece Nicole Lopez

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-02
AZ	RA	APPROVED	2024-03-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	01/2021	10/2023
State Farm Mutual Insurance Co	Tempe	AZ	05/2019	10/2020
Intern - No Contracting Agency (City Of Phoenix)	Phoenix	AZ	05/2018	08/2018
Arizona State University	Glendale	AZ	03/2018	05/2019
Arizona State University	Glendale	AZ	01/2018	05/2019
Kenneth James Moore	Scottsdale	AZ	03/2017	12/2020
Sephora Inside Jcpenney	Phoenix	AZ	11/2014	04/2017
Student	Phoenix	AZ	08/2012	12/2017
Morgan Stanley	Phoenix	AZ	10/2023	Present

01/2021 → 10/2023

Charles Schwab & Co., Inc.

Phoenix, AZ
05/2019 → 10/2020

State Farm Mutual Insurance Co

Tempe, AZ
05/2018 → 08/2018

Intern - No Contracting Agency (City Of Phoenix)

Phoenix, AZ
03/2018 → 05/2019

Arizona State University

Glendale, AZ
01/2018 → 05/2019

Arizona State University

Glendale, AZ
03/2017 → 12/2020

Kenneth James Moore

Scottsdale, AZ
11/2014 → 04/2017

Sephora Inside Jcpenney

Phoenix, AZ
08/2012 → 12/2017

Student

Phoenix, AZ
10/2023 → Present

Morgan Stanley

Phoenix, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-18
S63	Uniform Securities Agent State Law Examination	2022-12-30