Erik D Sharkey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → 03/2022
  National Life Group
  Montpelier, VT
• 01/2021 → 03/2022
  Equity Services, Inc.
  Harrisburg, PA
• 01/2019 → Present
  Erik D Sharkey, Pc
  Hazleton, PA
• 01/2017 → 01/2019
  Jones Kohanski And Company Pc
  Moosic, PA
• 08/2013 → 01/2017
  Beck Gogolski Poska And Co Inc
  Honesdale, PA
• 04/2022 → 01/2026
  Mml Investors Services, Llc
  Kingston, PA
• 02/2022 → 01/2026
  Massmutual Life Insurance Co
  Kingston, PA
• 03/2026 → Present
  Lpl Financial Llc
  Chevy Chase, MD

Previous Registrations

• 2022-04-14 → 2026-02-11
  Mml Investors Services, Llc
  Kingston, PA
  Sugarloaf, PA
  Center Valley, PA
• 2021-05-26 → 2022-03-17
  Equity Services, Inc.
  Hazleton, PA
  Hazleton, PA
  Media, PA
  Harrisburg, PA

Other Businesses

1. 03/2026 - Erik D Sharkey, PC - Tax Prep/Accounting/CPA - Investment Related - 40 Hrs/Mth - 40 Hrs During Trading - Sugarloaf, PA 18249 - OBA Start Date: 01/01/2019 2. 03/2026 - Erik & Tiffany Sharkey - Real Estate Rental - Investment Related - 01 Hrs/Mth - 00 Hrs During Trading - Sugarloaf, PA 18249 - OBA Start Date: 01/01/2018 3. 03/2026 - Capital Financial Planners - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 03/23/2026

Exams

• S66 Uniform Combined State Law Examination
  2021-05-26

Designations

• Certified Financial Planner

Other Names

• Erik D Sharkey
• Erik Sharkey