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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
FL RA APPROVED 2022-05-24
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • FL RA
    APPROVED
    Since 2022-05-24

Branch Locations

Key Biscayne, FL • United States

Citi Private Bank 201 S. Biscayne Blvd, Fl 31 Ste 3100 & Fl 33 Ste 3, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lafise Securities Corporation Miami FL 02/2021 01/2022
Banco Santander Miami FL 11/2019 07/2020
Banco Sabadell Miami FL 05/2019 11/2019
Lek Consulting Boston MA 07/2018 12/2018
Juicers Of America Miami FL 05/2018 07/2018
Miami Dade College Miami FL 08/2015 12/2016
Northeastern University Boston MA 01/2017 05/2019
Unemployment Miami FL 08/2020 01/2021
Citigroup Miami FL 02/2022 Present
  • 02/2021 → 01/2022
    Lafise Securities Corporation
    Miami, FL
  • 11/2019 → 07/2020
    Banco Santander
    Miami, FL
  • 05/2019 → 11/2019
    Banco Sabadell
    Miami, FL
  • 07/2018 → 12/2018
    Lek Consulting
    Boston, MA
  • 05/2018 → 07/2018
    Juicers Of America
    Miami, FL
  • 08/2015 → 12/2016
    Miami Dade College
    Miami, FL
  • 01/2017 → 05/2019
    Northeastern University
    Boston, MA
  • 08/2020 → 01/2021
    Unemployment
    Miami, FL
  • 02/2022 → Present
    Citigroup
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-23
  • S66 Uniform Combined State Law Examination
    2022-05-23

View on SEC IAPD

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