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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kohl'S Dept Stores | Leander | TX | 06/2017 | 08/2017 |
| Texas A&M University Department Of Sports And Recreation | College Station | TX | 05/2016 | 06/2017 |
| Unemployed | College Station | TX | 08/2017 | 06/2018 |
| High Profile Promotions | Houston | TX | 03/2019 | 05/2019 |
| Academy Sports + Outdoors | Katy | TX | 06/2018 | 06/2019 |
| Unemployed | San Clemente | CA | 06/2019 | 07/2019 |
| 24 Hour Fitness | San Clemente | CA | 07/2019 | 10/2019 |
| Houzz, Inc. | Irvine | CA | 07/2019 | 11/2020 |
| Thrivent Advisor Network D/B/A 49 Financial | Dallas | TX | 11/2020 | 01/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2020 | 11/2023 |
| 49 Wealth Management Llc | Dallas | TX | 01/2023 | 11/2023 |
| Fidelity Investments | Westlake | TX | 02/2024 | Present |
| Unemployed | Fort Worth | TX | 11/2023 | 02/2024 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-05 |
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