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Asa Hodrick

Northwestern Mutual Investment Services, LLC

Canton, OH

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-08-09
  • OH RA
    APPROVED
    Since 2024-08-09

Branch Locations

4726 Hills And Dales Rd Ste 201, Canton, OH 44708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Affinity Group Canton OH 07/2023 01/2024
Student Kent OH 08/2018 05/2023
North Pointe Financial Akron OH 08/2022 02/2023
Student Montgomery OH 01/2013 05/2018
Georgia Pacific Atlanta GA 06/2021 07/2021
Amazon Twinsburg OH 07/2020 06/2022
Subway Blue Ash OH 05/2020 06/2020
Northwestern Mutual Canton Canton OH 02/2021 05/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2024 Present
Northwestern Mutual Investment Services Llc Canton OH 03/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2024 Present
  • 07/2023 → 01/2024
    The Affinity Group
    Canton, OH
  • 08/2018 → 05/2023
    Student
    Kent, OH
  • 08/2022 → 02/2023
    North Pointe Financial
    Akron, OH
  • 01/2013 → 05/2018
    Student
    Montgomery, OH
  • 06/2021 → 07/2021
    Georgia Pacific
    Atlanta, GA
  • 07/2020 → 06/2022
    Amazon
    Twinsburg, OH
  • 05/2020 → 06/2020
    Subway
    Blue Ash, OH
  • 02/2021 → 05/2022
    Northwestern Mutual Canton
    Canton, OH
  • 03/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2024 → Present
    Northwestern Mutual Investment Services Llc
    Canton, OH
  • 05/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-26
S65 Uniform Investment Adviser Law Examination 2023-12-30
  • S63 Uniform Securities Agent State Law Examination
    2024-04-26
  • S65 Uniform Investment Adviser Law Examination
    2023-12-30
Other Names
  • Asa Hodrick

View on SEC IAPD

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Other Investors

JEFFREY ALLEN KOTA
DARRELL GLEN CLEARY
LYNNE MARIE PETERS
THOMAS PETTINGER SHORTREED
KELLI SUE PHILLIPS-ZALESKI
ROGER THOMAS DUFFY
BETH CODY GRAYBILL
CHRIS ANDREW GNANDT

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · CANTON, OH
ALPHASTAR CAPITAL MANAGEMENT · CANTON, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CANTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CANTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CANTON, OH
BEESE FULMER PRIVATE WEALTH MANAGEMENT · CANTON, OH
LPL FINANCIAL LLC · CANTON, OH
FINANCIAL MANAGEMENT STRATEGIES, INC. · Canton, OH

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