Eric Richard Kessler

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → Present
  Proud Moments Aba
  Las Vegas, NV
• 11/2014 → 12/2020
  The Lovaas Center
  Las Vegas, NV
• 04/2018 → Present
  Nevada State College
  Henderdon, NV
• 05/2016 → 07/2017
  Justin Hope Foundation
  Reno, NV
• 02/2021 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL
• 05/2021 → Present
  New Directors Financial
  Henderson, NV

Other Businesses

KESSLER AND SONS MUSIC,Is Not Investment Related,"9550 S Eastern Ave #120, , Henderson, NV, 89074, USA",administrator helping people sign up for 401k,Unknown, 2022 - 10 -19, 1 hours per month,0 hours per month during trading hours,Other Compensation,I help people with the paperwork if they want to sign up for the 401k. Deal with administrative duties between the company and adp. I do not advice people on investments at all or provide any financial or securities advice. PROUD MOMENTS ABA POSITION: Behavior Analyst NATURE: Applied behavior analysis treatment for children with autism. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 8 START DATE: 10/14/2020 ADDRESS: 1775 Village Center Cir Suite 190, Las Vegas NV 89134, United States DESCRIPTION: I am a behavior analyst who supervises and directs programs for children with autism. INSURANCE POSITION: producer NATURE: Helping sign people up with insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 05/25/2021 ADDRESS: 132 outcrop ridge avenue, henderson NV 89002, United States DESCRIPTION: Helping clients purchase life insurance, health insurance and annuity products. FINANCIAL PARTNERS LV, Is Investment Related, my financial business name, owner, 2022-03-01, 10 hours per month, 5 hours per month during trading hours, Commission Compensation, This is my DBA for my business name. All commissions come through by personal checking and not my business account. HOPE FINANCIAL SOLUTIONS, Is Investment Related, DBA, Financial Professional 02/08/2021,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. ERIC KESSLER, LLC, Is Investment Related, Investment Advisor, Owner, 2022-03-01, 10 hours per month, 5 hours per month during trading hours, Fee Based Compensation, My DBA is Financial Partners LV, this is the actual LLC name. RESTORE TO TRIVE PLLC NOT INVESTMENT RELATED; 1 HOUR PER MONTH AND 0 DURING TRADING HOURS; BUSINESS NATURE: HEALTH CARE; ADDRESS: 132 OUTCROP RIDGE AVENUE, HENDERSON NV 89002; NO COMPENSATION; START: 01/01/2024; BUSINESS DUTY DISCRIPTION: Help wife my minimal housekeeping duties related to her business. Do not get paid.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-26
• S63 Uniform Securities Agent State Law Examination
  2020-12-17

Other Names

• Eric Kessler