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5300 Derry Street, Harrisburg, PA 17111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smbc Nikko Securities America, Inc. | Ny | NY | 07/2020 | 06/2023 |
| Craig-Hallum Capital Group | Radnor | PA | 05/2018 | 08/2018 |
| Gordon College | Wenham | MA | 06/2016 | 06/2020 |
| Brookwood Financial Partners | Beverly | MA | 01/2019 | 04/2019 |
| Kettering Health Network | Kettering | OH | 05/2017 | 08/2017 |
| Enhancing Capital Llc | Harrisburg | PA | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-09 |
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