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Arslan Malik

J.P. Morgan Securities LLC

Houston, TX

CRD 7331007

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-01
  • TX RA
    APPROVED
    Since 2026-07-01

Branch Locations

600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors New York NY 02/2021 10/2021
Jpmorgan Chase Bank, N.A. Champaign IL 08/2018 03/2019
J.C.PEnney Champaign IL 10/2017 03/2019
Prudential Financial Roseland NJ 03/2017 01/2018
Macys Champaign IL 10/2016 12/2017
Exxon Mobil Woodlands TX 04/2019 09/2019
Wendy's Champaign IL 05/2016 09/2016
Jpmorgan Chase Bank (Tx) Houston TX 11/2021 Present
J.P. Morgan Securities Llc        Houston TX 11/2021 Present
Unemployed Woodlands TX 10/2019 01/2021
  • 02/2021 → 10/2021
    Equitable Advisors
    New York, NY
  • 08/2018 → 03/2019
    Jpmorgan Chase Bank, N.A.
    Champaign, IL
  • 10/2017 → 03/2019
    J.C.PEnney
    Champaign, IL
  • 03/2017 → 01/2018
    Prudential Financial
    Roseland, NJ
  • 10/2016 → 12/2017
    Macys
    Champaign, IL
  • 04/2019 → 09/2019
    Exxon Mobil
    Woodlands, TX
  • 05/2016 → 09/2016
    Wendy's
    Champaign, IL
  • 11/2021 → Present
    Jpmorgan Chase Bank (Tx)
    Houston, TX
  • 11/2021 → Present
    J.P. Morgan Securities Llc       
    Houston, TX
  • 10/2019 → 01/2021
    Unemployed
    Woodlands, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-02
S63 Uniform Securities Agent State Law Examination 2022-01-25
  • S66 Uniform Combined State Law Examination
    2026-02-02
  • S63 Uniform Securities Agent State Law Examination
    2022-01-25
Other Names
  • Arslan Ahmed Malik
  • Arslan Malik

View on SEC IAPD

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