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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-01 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors | New York | NY | 02/2021 | 10/2021 |
| Jpmorgan Chase Bank, N.A. | Champaign | IL | 08/2018 | 03/2019 |
| J.C.PEnney | Champaign | IL | 10/2017 | 03/2019 |
| Prudential Financial | Roseland | NJ | 03/2017 | 01/2018 |
| Macys | Champaign | IL | 10/2016 | 12/2017 |
| Exxon Mobil | Woodlands | TX | 04/2019 | 09/2019 |
| Wendy's | Champaign | IL | 05/2016 | 09/2016 |
| Jpmorgan Chase Bank (Tx) | Houston | TX | 11/2021 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 11/2021 | Present |
| Unemployed | Woodlands | TX | 10/2019 | 01/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-25 |
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