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Veronica Thuy Vu

J.P. Morgan Securities LLC

Santa Clara, CA

Sacramento, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-26
CA RA APPROVED 2024-07-20
  • TX RA
    APPROVED
    Since 2024-07-26
  • CA RA
    APPROVED
    Since 2024-07-20

Branch Locations

3057 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Sunnyvale CA 01/2021 Present
J.P. Morgan Securities Llc Sunnyvale CA 01/2021 Present
Smittenkiss Weddings & Events Brentwood CA 02/2019 12/2020
B & B Machining Fremont CA 06/2019 03/2020
Bambu Desserts & Drinks San Jose CA 01/2013 03/2017
Unemployed San Jose CA 04/2017 01/2019
  • 01/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Sunnyvale, CA
  • 01/2021 → Present
    J.P. Morgan Securities Llc
    Sunnyvale, CA
  • 02/2019 → 12/2020
    Smittenkiss Weddings & Events
    Brentwood, CA
  • 06/2019 → 03/2020
    B & B Machining
    Fremont, CA
  • 01/2013 → 03/2017
    Bambu Desserts & Drinks
    San Jose, CA
  • 04/2017 → 01/2019
    Unemployed
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-20
S63 Uniform Securities Agent State Law Examination 2021-03-19
  • S66 Uniform Combined State Law Examination
    2024-07-20
  • S63 Uniform Securities Agent State Law Examination
    2021-03-19
Other Names
  • Veronica Vu

View on SEC IAPD

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