Catherine Emily Wanjiru Muturi

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → 05/2021
  Raymond James & Associates Inc
  Miami, FL
• 09/2020 → 01/2021
  Fifth Financial Llc
  North Miami Beach, FL
• 12/2017 → 10/2019
  Branch Banking And Trust Corporation
  Miami Beach, FL
• 08/2017 → 12/2017
  Lxr
  Miami, FL
• 07/2016 → 03/2017
  24 Seven Talent Inc
  Miami, FL
• 05/2016 → 12/2016
  Hertz Corporation
  Fort Lauderdale, FL
• 10/2019 → 09/2020
  Unemployed
  Miami Beach, FL
• 03/2017 → 08/2017
  Unemployed
  Miami Beach, FL
• 05/2022 → 01/2024
  Charles Schwab & Co., Inc.
  Fort Lauderdale, FL
• 05/2022 → 01/2024
  Charles Schwab Bank, Ssb
  Fort Lauderdale, FL
• 05/2021 → 05/2022
  Home Making
  Miami Beach, FL
• 05/2024 → Present
  Principal Life Insurance
  Weston, FL
• 01/2024 → 05/2024
  Unemployed
  Weston, FL
• 06/2024 → Present
  Principal Securities
  Des Moines, IA
• 08/2024 → Present
  Principal Advised Services
  Weston, FL

Previous Registrations

• 2023-08-01 → 2024-01-18
  Charles Schwab & Co., Inc.
  Fort Lauderdale, FL

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/16/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-29
• S63 Uniform Securities Agent State Law Examination
  2023-05-15

Other Names

• Thomas
• Catherine Emily Wanjiru Muturi
• Catherine Emily Wanjir Muturi
• Catherine Muturi