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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-06 |
Branch Locations
4 Executive Park Drive, Albany, NY 12203 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ymca | Delmar | NY | 10/2016 | 04/2020 |
| Twisted Vine Wine And Tap | Delmar | NY | 08/2017 | 03/2018 |
| Browns Brewing Co. | Troy | NY | 05/2019 | 06/2021 |
| Northwestern Mutual | Latham | NY | 06/2021 | 02/2022 |
| Unemployed | Delmar | NY | 06/2012 | 07/2017 |
| Unemployed | Delmar | NY | 03/2022 | 06/2022 |
| Northeast Wealth Management | Albany | NY | 07/2022 | Present |
| Gwn Securities Inc. | Palm Beach Gardens | FL | 07/2022 | Present |
MIXED BREED BREWING POSITION: Drink Service NATURE: Bartender INVESTMENT RELATED: Is Not Investment Related START DATE: 2023-06-07 HOURS: 20 hours per month SECURITIES TRADING HOURS: 0 hours per month during trading hours, ADDRESS: 457 State Route 146, Guilderland, NY 12085 DESCRIPTION: Pour and Serve drinks to customers. Close brewery at end of night. NORTHEAST WEALTH MANAGEMENT, LLC, Is Investment Related, DBA and Insurance Sales, Financial Professional and Insurance Agent, 07/12/2022,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales and fixed life insurance products position
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-16 |
| S65 | Uniform Investment Adviser Law Examination | 2022-09-06 |
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