Cathy L Schmidtke

Current Employers

Employment History

• 02/1988 → 09/2017
  Metropolitan Life Insurance Company
  Milwaukee, WI
• 02/2005 → 09/2017
  Metlife Securities, Inc
  Milwaukee, WI
• 03/2017 → 09/2017
  Mml Investors Services, Llc
  Milwaukee, WI
• 10/2017 → 09/2023
  Sagepoint Financial
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Milwaukee, WI

Previous Registrations

• 2018-10-19 → 2023-09-01
  Osaic Services, Inc.
  Milwaukee, WI

Other Businesses

1. HIGH POINT CAPITAL GROUP INC. POSITION: Director of Operations NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 10/23/2017 ADDRESS: 1200 N. Mayfair Rd., Suite 300, Milwaukee WI 53216, United States; DESCRIPTION: Manage daily workflow and operations for main/detach sites, assist with development and implementation of firm business/processes, assist FLS with Compliance processes/systems, training regarding new systems, training/onboarding of new reps/assistants 2. HIGH POINT CAPITAL GROUP POSITION: Shareholder NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2026 ADDRESS: 1200 N Mayfair Rd, #300, Milwaukee WI 53226, United States DESCRIPTION: Attend shareholder meetings

Exams

• S66 Uniform Combined State Law Examination
  2018-10-16

Other Names

• Cathy Schmidtke
• Cathy Garlick