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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-04 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aon | Charlotte | NC | 05/2014 | 03/2018 |
| Unemployed | Charlotte | NC | 03/2018 | 04/2018 |
| Alight Solutions | Charlotte | NC | 04/2018 | 03/2019 |
| Unemployed | Charlotte | NC | 03/2019 | 07/2019 |
| Wells Fargo | Charlotte | NC | 07/2019 | 01/2021 |
| Principal Life Insurance Co | Charlotte | NC | 01/2021 | 04/2022 |
| Principal Securities Inc | Charlotte | NC | 02/2021 | 04/2022 |
| The Vanguard Group, Inc. | Charlotte | NC | 04/2022 | 06/2022 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 09/2022 | 05/2024 |
| Wells Fargo Bank, Na | Charlotte | NC | 09/2022 | 05/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 11/2024 | Present |
| Unemployed | Charlotte | NC | 06/2022 | 09/2022 |
| Unemployed | Charlotte | NC | 05/2024 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-15 |
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