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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-29
PA RA APPROVED 2022-11-23
  • TX RA
    APPROVED
    Since 2022-11-29
  • PA RA
    APPROVED
    Since 2022-11-23

Branch Locations

475 Rolling Ridge Dr, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Camp Hill PA 09/2021 07/2022
Unemployed Enola PA 12/2020 02/2021
Polaris Advisors Camp Hill PA 02/2021 09/2021
The Pennsylvania State University University Park PA 08/2016 12/2020
Grant Thornton Philadelphia PA 07/2020 08/2020
Wegmans Food Markets Mechanicsburg PA 09/2014 07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated State College PA 08/2022 Present
Extended Travel Enola PA 07/2022 08/2022
  • 09/2021 → 07/2022
    Lpl Financial, Llc
    Camp Hill, PA
  • 12/2020 → 02/2021
    Unemployed
    Enola, PA
  • 02/2021 → 09/2021
    Polaris Advisors
    Camp Hill, PA
  • 08/2016 → 12/2020
    The Pennsylvania State University
    University Park, PA
  • 07/2020 → 08/2020
    Grant Thornton
    Philadelphia, PA
  • 09/2014 → 07/2020
    Wegmans Food Markets
    Mechanicsburg, PA
  • 08/2022 → Present
    State College, PA
  • 07/2022 → 08/2022
    Extended Travel
    Enola, PA
Other Businesses

I*: 2794274Entity Type: CharitableName of OBA: Rotary Club of State College DowntownAddress: State College. PA 16805Investment Related: NoPosition, Title, Association: Committee member Employee Start Date: 9/11/2025Number of Hours: 2 hrs wklyNumber of Hours during trading: 1.5 hrs wkly Duties: I have been invited to join the community service committee, the fundraising committee, and also the membership committee. I would like to be part of the fundraising committee in a non-money handling capacity since we would organize a lot of the fun events that the club takes part in. If I am not permitted to operate on this committee, I would be on the membership committee and help grow the club, or organize volunteer events on the volunteer committee. I*3286281 Entity Type: N/A Name of OBA: Rental Property 1 Address: Warriors Mark, Pennsylvania, 16877 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 01/01/2026 Number of Hours: 3, Yearly Number of Hours during trading: 0, Yearly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-11
  • S66 Uniform Combined State Law Examination
    2022-11-11
Other Names
  • Eric Michael Gaspich
  • Eric M Gaspich

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